Cap table cleanup

Consolidate fragmented investors before the next round

Auptimate’s Founder SPV can bring eligible existing or incoming investors into one coordinated structure, reducing direct cap-table fragmentation while preserving investor records and communications.

What is cap-table cleanup?

Cap-table cleanup is the process of correcting ownership records and reducing unnecessary shareholder
fragmentation. A Founder SPV may consolidate eligible holders into one cap-table line, subject to the
required consents, documents and professional advice.

Bring investors together without adding cap-table complexity

One SPV line

Consolidate multiple eligible investors behind one vehicle on the company’s cap table.

Documented process

Coordinate the applicable consents, transfer documents and investor agreements.

Verified investor records

Complete digital identity checks and maintain organised participation records.

Ongoing communication

Give investors one portal for documents, reporting and company updates.

How the Founder SPV works

The company and its advisers identify eligible holders and confirm the required approvals. Participating investors complete the relevant documents and onboarding. Once the agreed interests are transferred or issued, the Founder SPV becomes the consolidated record holder.

Define

Confirm the terms, rights and governance

Establish

Form the SPV and prepare transaction documents

Onboarding

Complete checks, tax forms, subscriptions and
e-signing.

Operate

Launch and manage ongoing administration

Many investors. One clearer cap-table line.

A coordinated SPV can reduce direct shareholder administration while preserving a documented record of each participant’s underlying interest.

Consolidated
ownership line

Structure around the approved transaction and terms

Documented
investor records

Streamline subscriptions,
e-signatures and investor verification

Cleaner
future-round diligence

Maintain records, reporting and
distributions post-close

Preparing a fragmented cap table for the next round?